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Chapter 3
GEOMETRY AND
TOPOLOGY OF SPACE-TIME
3.1. Geometric-topological properties of
spacetime
3.2. Minkowski
planar spacetime and asymptotic structure
3.3. Cauchy's
problem, causality and horizons
3.4. Schwarzschild
geometry
3.5. Reissner-Nordström
geometry
3.6. Kerr
and Kerr-Newman geometry
3.7. Spatio-temporal singularities
3.8. Hawking's
and Penrose's theorems on singularities
3.9. Naked
singularities and the principle of "cosmic censorship"
3.7. Spatio - temporal
singularities
Regular and
singular solutions
In classical physics, bodies and fields have the usual and
expected physical, geometric and topological properties. They are
(relatively) smooth and continuous, have finite dimensions and
finite values of their physical quantities. We call such behavior
regular. And it can be mathematically modeled
using regular imagings , which are simple mutually
unambiguous imagings for which unambiguous inverse
imagings are available.
However, in mathematical modeling in
theoretical physics, we also encounter situations where the
relevant equations diverge and formally give infinite
or indeterminate values of physical quantities. A simple example
is the idealization of a point electric charge, where according
to Coulomb's law there is an infinitely large electric field
intensity in a place with zero distance (r = 0) from this charge.
Such anomalous behavior of a physical quantity is generally
referred to as singular (it is the opposite of
regular behavior). And the place or point of anomalous behavior
of a physical quantity is called singularity (Latin singularis = isolated, exceptional, unique
) .
In the analysis of some exact solutions of
Einstein's gravitational equations (eg Schwarzschild's solution)
we saw that in some places these solutions are
not regular.
We have seen that some of these "singularities" are
caused only by an inappropriate coordinate
system and the transition to other coordinates can remove the
relevant singular behavior (an example can be pseudosingularity of Schwarzschild
sphere). In such cases, therefore, these
are not the
singularities of spacetime itself (spacetime is regular here).
However, there are places where singular
behavior cannot be removed by switching to another coordinate
system, such as the point r = 0 in Schwarzschild geometry. In
such a case, it is a real, physical singularity of the spacetime
itself (where, for example, the invariants of the curvature
tensor reach infinite values). Under the singularities of
spacetime in the following we will understand only similar
"irremovable" singularities. Here we will clarify some
basic features of space-time singularities and try to give a general definition. We will talk about the conditions under
which singularities arise in the next §3.8 "Hawking's
and Penrose's theorems about singularities".
Physical Unreality of Singularities
In this and other mathematically oriented chapters of our book
(§3.4-3.9, §5.3), we deal with singularities "seriously as
if they did exist". However, it should be borne in
mind that these are only mathematical
abstractions.
These singularities arise as a consequence of the
"straightforward" strict extrapolation of exact
solutions of the equations of the general theory of relativity to
certain special values of coordinates (eg to
t = 0, r = 0).
Real "physical" singularities,
in which real physical quantities would take on infinite values, cannot exist in nature ! We never see true infinity in
nature (the analysis of different types of infinity was performed
in §3.1, in the section "Infinity
in spacetime"). If a theory predicts them, it is
its serious shortcoming, indicating either its erroneousness or
excessive idealization, or that in a given situation it reaches
the limits of its validity. If infinity appears in a theory, we
try to remove it (the process of renormalization in quantum theory), at least
until the creation of a new more sophisticated theory.
It turns out that in those
"exotic" situations, play an important role the quantum laws of gravity as other kinds of interactions, wich emerge
immanently (as a consequence of quantum field fluctuations in
vacuum) together with "classical" gravity. The inclusion of these quantum interactions in the
general-relativistic gravitational model can remove
this singularity - spacetime does not have
to be singular here, it can have a very high but finite
curvature, at finite field concentration, finite density and
temperature of the gravitational substance. From a quantum point
of view, it can be expected that the singularity will "dissolve" in
the quantum foam. This is, yet indeterminate, a
view of quantum gravity and quantum geometrodynamics (§B.4 "Quantum
Geodynamics") .
Nevertheless, it is useful to investigate
mathematically under what circumstances in (non-quantum) theory
singularities arise and what properties they have, of which
something could "potentially" be applied in practice.
Singularities in
electrodynamics and gravity
Let us first compare the situation around singularities in
gravity with the corresponding situation in electrodynamics.
Singularities also occur in electrodynamics, eg in the place of a
point electric charge (classical
idealization!) the intensity of the electric field
reaches infinite values. However, the metric of Minkowski
spacetime, against which (and with the help of) the electric
field we monitor (and measure) remains regular everywhere *). In
contrast, in the general theory of relativity, we do not have a
"non-participating" metric with which we monitor the
behavior (and thus possible singularities) of some field.
Here, the space-time metric is the same field whose singularities
we investigate. Spacetime singularity therefore has much deeper
implications than the singularity eg. in clasical electrodynamics. In space-time
singularity, where regular space and time cease to exist, all
physical laws lose their validity, because all existing physical
laws are formulated on the basis of classical space and time.
*) This is the case in STR
when we take the electromagnetic field in isolation. In reality,
however, the electromagnetic
field also evokes a
gravitational field (curves spacetime), so that in the place of infinite
intensity of electromagnetic field,
an infinitely strong gravitational field (infinite curvature of spacetime), and thus spacetime singularity would be
created.
The singular point cannot be considered as
a part of the observed space-time manifold, in principle no physical
measurements can be performed in it. In order for spacetime to
remain a manifold, all singular points of it are necessary exclude
("cut out"). The remaining spacetime will then again be
a manifold, where the usual physical laws will apply
at each point and where physical measurements can be made.
However, the remaining spacetime cannot be declared regular, and we
cannot think that we have completely got rid of
the singularity. As we will see below, this is remaging spacetime has certain "pathological" properties
(related to the fact that some geodesics ends its existence in
places "carved" singular points), preventing consider him regulars.
Let
us try to capture the common characteristics of spacetime
singularities. In other words: what fundamental
"dangers" can they wait for a real observer (moving
along world lines of the time or light type) when
moving through space-time? For the time being, we will limit
ourselves to moving around geodetics for simplicity. We have seen
an example of one such danger in the analysis of particle motion
in the Schwarzschild geometry of a centrally symmetric
gravitational field. If the observer comes under the
Schwarzschild sphere, his destiny is sealed - in a short interval
of his own time he will necessarily reach the point r = 0, where
he will be destroyed by infinite tidal forces.
Coordinate and physical
singularities
From a mathematical point of view, in the general theory of
relativity, there are basically two types of singularities - the
places where the spacetime metric diverges - in principle :
-> Coordinate singularities - apparent
These are points where singular values of the metric arise due to
the choice of coordinates, not by a real physical
singularity in spacetime.
We can show this in Schwarzschild geometry :
If we calculate the components of the Riemann curvature tensor in
the Schwarzschild metric (3.13) based on the connection
coefficients (3.15) and transform them into the reference frame
of the falling observer, they will be (those
of them that are non-zero) proportional to
M/r3, e.g.
Rtrtr = -2M/r3 , RtJtJ = Rtjtj = M/r3 , RJjJj = 2M/r3 , RrJrJ = Rrjrj = -M/r3 , |
so that on the Schwarzschild sphere they reach
values of the order of 1/M2; similarly, the scalar invariants (e.g. R= RiklmRiklm= 48M2/r6) of the curvature tensor, which do not depend on the
coordinate system. The curvature of spacetime, and therefore the
gradients of gravitational forces (tidal forces), are finite
on the Schwarzschild sphere - and the smaller they are, the
larger the mass parameter M is.
We thus conclude that the singular behavior of
the Schwarzschild spacetime element (3.13) for r=2M does not
originate in the singular character of the geometry of spacetime
on the Schwarzschild sphere, but is caused by the Schwarzschild
coordinates used, which are not suitable for describing the
metric at this point. By switching to another suitable reference
system, e.g. to the system associated with freely falling test
particles, this pseudosingularity on the Schwarzschild sphere
disappears.
We can clearly illustrate how an
"inappropriate" coordinate system can cause an apparent
singularity using a simple example of a map of the globe. If we
trace the spherical surface using coordinates indicating the
"geographical" latitude and longitude J and j (Fig. a), all "meridians" will
converge at the points of the "north" and
"south" poles, so that the longitude is not defined for
these points, the metric tensor gjj is equal to zero here. Or similarly, if
we make a map of the globe using a cylindrical projection
according to Fig. b, the images P' of the pole P
will be at infinity and the metric tensor gJJ®A. However, the geometry of the
spherical surface itself at these poles is completely normal - it
is enough to rotate the sphere by a certain angle and the points
that appeared singular in the previous coordinate system will be
completely regular, and other points, new "poles", will
appear singular.
![]() |
An
example of pseudosingularity caused by the coordinate
system used. a) A point P on a spherical surface (pole) appears to be singular because the "longitude" for it is not defined in the coordinates used. b) If we make a map of the globe using a cylindrical projection, the pole P will appear singular because its image P' will be at infinity. |
The geometry of spacetime itself is completely
regular on the Schwarzschild sphere, an observer can
freely pass through the Schwarzschild sphere during a finite
interval of its own time, will not detect anything special
locally and will continue moving. By using other coordinate
systems, such as Eddington-Filnkelstein or Krustal-Szekeres
coordinates (§3.4 "Schwarzschild
geometry"), the singularity at the event horizon can be removed (converted to two consecutive coordinate maps). The peculiarity of the spacetime geometry on the
Schwarzschild sphere does not lie in any abnormal local
properties of spacetime, but in its global property of
the event horizon.
Coordinate singularities
are removed, because they are not connected to any local physical
phenomenon *). Coordinate singularities can be removed-transformed
by changing the coordinates.
*) This is the case from the
point of view of classical physics of the macroworld. In quantum
physics, however, event horizons can locally "separate"
the emerging virtual particles and antiparticles and thereby
cause the physical phenomenon of emission of real particles
(§4.7 "Quantum
radiation of black holes").
-> Physical
singularities - essential
It is different with the second singular place in metric (3.13) -
point r=0. Here both the components of the curvature tensor
(3.24) and its scalar invariants reach infinite values, so there
are infinitely large gradients of gravitational forces. A
particle that reaches the point r=0 can no longer continue its
movement, is crushed by these infinite tidal forces, literally ceases
to exist within the given spacetime. Here we are dealing
with a real, essential physical singularity
of the geometry of spacetime, which cannot be removed
by any choice of the reference frame.
This §3.7 and the following §3.8 and 3.9
are devoted to the properties of real spacetime singularities and
the assessment of the possibilities of their existence.
An illustrative symptom of a physical
singularity could therefore be a gravitational singularity
of curvature - an infinitely large curvature of
spacetime in the vicinity of a singular point. With a bit of
exaggeration, we can visually liken a gravitational singularity
to a situation where gravity inexorably squeezes us down to an
infinitely small point, effectively reducing our existence to nothingness
!
How to distinguish between
coordinate and physical singularity ?
The spacetime metric is usually expressed using the general
quadratic form of the element of the spacetime interval ds2 = gik dxi dxk, whose coefficients are the components of the metric
tensor gik(x0,x1,x2,x3) given as
functions of the coordinates - time x0 and space x1,2,3. In the Minkowski
planar spacetime STR, (pseudo)Euclidean Cartesian coordinates are
used, in which ds2 =
-dt2 + dx2 + dy2 + dz2 -
relation (3.3). In polar coordinates (r,J,j) it is ds2 =
-dt2 + dr2 + r2(dJ2 + sin2J dj2) -
relation (3.4). In a curved spacetime in spherical spatial
coordinates (r,J,j) with
origin r=0, the metric is ds2 = -gtt dt2 + grr dr2 + r2(dJ2 + sin2J dj2) with
metric coefficients gtt(r), grr(r), gJJ = r2, gjj = r2 sin2J. Specifically, the
Schwarzschild metric is (3.13)
From the metric coefficients gik, the Christiffel coefficients of the connection Gikl , the components of
the curvature tensor Riklm and the geodesic equations for the motion of test
particles are calculated. These data already allow us to fully
analyze the properties of the metric under study (§3.2, 3.4,
3.5, 3.6).
In the functional dependencies of the metric
components, we can find places (coordinate values) where the
metric exhibits "pathological" properties -
divergences, discontinuities, infinities. However, at first
glance, we usually do not know whether these are only apparent
coordinate singularities or real spacetime singularities. To
specify the nature of these singularities, we can proceed in two
ways :
-» Explicitly investigate the geodesic
motions of test particles - whether at a certain examined
coordinate they do not encounter some divergence or infinity that
would prevent them from continuing their movement.
-» The numerical values of the metric
coefficients and the curvature tensor components depend on the
reference system used - the vector basis (which
can degenerate near the singularity), but
by algebraic combination of the components of the metric tensor gik and the curvature
tensor Riklm, the scalar
curvature invariants can be created, the values of which
are independent of the coordinate system. They are certain
quadratic polynomials - sums of the squares of the components of
the curvature tensor and the metric tensor. The basic such scalar
curvature invariant is
R = Riklm Riklm , | (3.46) |
which arises by restricting the Riemann curvature tensor
in all covariant and contravariant components (it is sometimes called the Kretschmann scalar after
E.J.Kretschmann, who analyzed it in 1915; later several other
curvature invariants were formulated). Such
quantities are an effective means for detecting physical
singularities. They quantify the degree of curvature of spacetime
independently of the coordinate system. If at a certain point
this quantity diverges to infinity, it means that the
singularity exists there universally - across
all coordinate systems.
For Schwarzschild spacetime (3.13) the scalar
curvature invariant is
RSchw = 48.G2 M2/c4 r6 . | (3.47) |
When reaching r=0, RSchw is infinite (the curvature becomes infinitely large) - a physical singularity, but at the horizon r=2M it remains finite - a coordinate singularity.
Incompleteness of geodesics
Singularities have one common characteristic: the observer's
world line when encountering a singular point (e.g. with r=0 in
Schwarzschild geometry) discontinuously ends
here after a finite interval of proper time. This geodesic cannot
be extended further within the existing manifold, the object
describing the geodesic simply ceased to exist for it
and can therefore no longer be described by any world point from
the given manifold (Fig.3.26) :
![]() |
Fig.3.26. Incomplete geodtic G, which ends after the finite proper time (or at the finite value of the affine parameter) and can no longer be extended within M, is a sign of spacetime singularity. |
We can say that, for
example in the Schwarzschild spacetime geodesic
there are geodesics (especially, all those geodesics that
intersect the Schwarzschild sphere), which have only a finite total
length and discontinuously ends after the finite
interval of their own time (or at the final value of the
affine parameter in the case of isotropic geodesics). Such
geodesics are "incomplete". The concept of completeness and incompleteness can be extended from geodesics
to general worldlines, while the affine parameter is replaced by
a generalized affine parameter *).
*) The generalized affine
parameter is introduced as follows [225], [127] :
1. At the point p Î M , through which the curve C passes: x = x
(t), the three-dimensional vector base ( e 1, e 2, e 3) in the tangent space is chosen.
2. Parallel transmission along curve C a vector base can be obtained at each
point of the curve (for each value of t).
3. The tangent vector V(t) = ( ¶/¶t)x(t) at
each point of the curve can be expressed using the transferred
base: V = Va(t). ea .
4. The generalized affine parameter is then defined by the
integral l = p òx(t) (Vi Vi )1/2 dt; depends on the point p and on the vector base ea at the point p .
If x(t) is geodetic, then l
is
affine parameter on C: x = x(t). Generalized affine parameter l but
can be implemented on any curve in M .
Definition 3.7 |
World lines G is called
complete (full) in
space (M , g), if in the M is defined for each value of
the affine parameter (own time to time trajectory type) lÎ (-¥, +¥). Otherwise, a worldline that has a start or end point (beyond which it can no longer be extended within M) at the final value of the affine parameter l (proper time for time-type curves) is called incomplete . |
Definition 3.8 |
Spacetime (M , g) is
called complete (or
geodetically complete) if every worldline (or every
geodesy) in M is complete. Otherwise, M is called incomplete (or geodetically incomplete). |
In other words, in a complete spacetime M each world lines G(l) of final "length" (as
measured by the generalized parameter affine l) has an endpoint in M - is extensible.
From the example of Schwarzschild geometry
(which is obviously singular) it can be seen that geodetic
incompleteness - ie the existence of incomplete temporal and
isotropic geodesics - is a sufficient condition for the
singularity of spacetime. From the physical point of view, we
must consider as singular also such spacetime, which is geodetically
complete, but in which there exist
incomplete time-similar world lines (not-geodetics). The physical significance of
incompleteness with respect to spatial-type world lines, on which
no real object can move, is not clear, and therefore we will not
consider it here.
Thus, we can finally state the general
definition of spacetime singularity :
Definition 3.9 (singularity of spacetime) |
Non-extensible spacetime (M, g) is
called singular if it
contains incomplete worldlines of the time or isotropic
type. The points at which these worldlines end at the finite value of the affine parameter (proper time) and beyond which they can no longer be extended within M, are called spacetime singularities . |
The condition
"non-extensible" is in definition 3.9 because each
extensible spacetime automatically contains incomplete
worldlines. For example, if we take only a part of the planar
(and of course regular) Minkowski spacetime, there will be
incomplete geodesics that will end (or begin) at the
"edge" of our defined spacetime. Of course, this
phenomenon would not
be reasonable consider as a singularity. The first sentence in
definition 3.9 can also be equivalently stated as follows :
Spacetime (M, g) is called
singular, if each of its
extensions contains incomplete
worldlines of the time or isotropic type.
According to definition 3.9 we have therefore chosen as a sign
of the singularity of spacetime the presence of a worldline,
which at some point ends in its finite proper time and cannot
continue. In the next §3.7 it will be shown under what
assumptions such defined singularities in the spacetime of the general theory of relativity arise.
It remains to clarify the physical properties and structure of singularities. It is not easy to build a "physics of singularities", because singularities are in themselves something "non-physical" that must be excluded from the physical manifold M in order for it to remain a manifold. One of the methods of singularity analysis was proposed by Geroch [95] and Hawking [130] and further improved by Schmidt [225]. Each incomplete light line is assigned an appropriate "end point", and those endpoints which belong to such world lines G1 and G2 are considered to be identical so that the world line G2 enters the space-time region formed around the word line G1 its small variations, and it already remains there (Fig.3.27). Such identification creates classes of equivalence of endpoints of incomplete worldlines, and the set of all these classes of equivalence creates a certain boundary ¶M around the singularity. This boundary is uniquely determined by the structure (M,g), i.e. it can be determined by measuring the non-singular points of M .
![]() |
Fig.3.27. Around the singularity is constructing the boundary ¶M, consisting of equivalence classes "endpoints" incomplete world lines in M. The endpoints of such worldlines G1 and G2 are considered to be identical (i.e. belonging to the same equivalence class), where G2 enters the dashed area formed around G1 by small variations and no longer leaves it. |
That the question of the
definition and classification of spacetime singularities is by no means trivial,
we can show by a simple example. If we consider only relativistic
kinematics, we can imagine a rocket that accelerates so much in
ordinary Minkowski spacetime, that its worldline becomes
isotropic (the rocket reaches the speed of light) so fast that
the total interval in the observer's last time in the
rocket will be finite - the worldline will have a finite
"length". After the end time
expiry, it will no
longer be possible to display the rocket by any world point in
the given Minkowski spacetime. However, this situation is
physically unfeasible because a rocket moving after such a saint
would have to have an infinite amount of fuel. However, Geroch
[96] constructed spacetime, which is geodetically complete but
contains incomplete worldlines of the time type with finite
acceleration; from such spacetime it would be possible to
"fly away" on a rocket with a finite supply of
fuel.
Intuitively, we expect that the
singularity is related to the infinitely large curvature of
spacetime. Indeed, definition 3.9 includes this, because one of
the reasons why a world line cannot be extended beyond a certain point, there
may be an infinitely large curvature of spacetime near this
place. However, the incompleteness of spacetime may not always be
due to the singularity of the curvature. Examples have been
constructed, such as Taub, Newman, Tamburin, and Unti spacetime
[188], [127], which satisfies the definition of singularity 3.9
(it contains horizons beyond which some geodesics cannot be
extended), but has finite curvature everywhere. The
incompleteness of geodesics here has a metric rather than a
topological character. However, spacetime of this kind is a
purely artificial construction and cannot be used if there is any
matter in spacetime. In general, it can be expected that in
physically real situations, the singularities of spacetime will
actually be caused by infinitely large curvature, or its discontinuity (but let us still
keep in mind the above discussion "Physical
unreality of singularities"!).
Gravity, black holes and space-time physics : | ||
Gravity in physics | General theory of relativity | Geometry and topology |
Black holes | Relativistic cosmology | Unitary field theory |
Anthropic principle or cosmic God | ||
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